RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• B••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jan 16, 2026 · Lake Placid, Ny
- L••• R•• W••••• A•••••••• L•• formerMar 11, 2021 to Mar 30, 2026 · Lake Placid, Ny
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 17, 2019 to Dec 31, 2020 · Lake Placid, Ny
- L••• R•• W••••• A•••••••• L•• to M••••• G••••• A••••••• I•••left Mar 30, 2026, registered Jan 16, 2026 (-73 days) · RIA to RIA · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L••• R•• W••••• A•••••••• L••left Dec 31, 2020, registered Mar 11, 2021 (70 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- K•••• M•••••• B•••• left L••• R•• W••••• A•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2026-01-16)Mar 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address