DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Long Run Wealth Advisors, LLC

Former SEC-registered adviserLake Placid, New YorkCRD 311415SEC 801-119953websiteIAPD
Latest filing Jan 8, 2026
First filing on the tape Nov 11, 2020 · 17 filings
SEC status approved since Dec 9, 2020
RAUM
$514M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
93%
$481M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$514M as of Jan 8, 2026
Feb 26, 2021$277M then
HNW client RAUM$366M as of Jan 8, 2026
Feb 26, 2021$198M then
State-registered IARs (5.B.3)7 as of Jan 8, 2026
Feb 26, 20210 then
Employees (5.A)7 as of Jan 8, 2026
Feb 26, 20216 then
Private funds: no history
RAUM +0.0% over the last fiscal year+13% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Jan 8, 2026; every figure names its basis
RAUM per advisor
$73.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
127derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$249,371derivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$316M, 1,043 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$366M71%
  • Individuals$115M22%
  • Corporations and businesses$24.6M4.8%
  • Charitable organizations$9.1M1.8%
Individual clients
704reported
HNW clients
187reported
Pension plan clients
0reported
Charitable clients
17reported
Accounts
2,062reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$316M for 1,043 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
7 left, 0 joined in 12 months
net -7 in 12 months0 left in 90 days0 joined in 90 days7 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Michael Kevin Brady · Member, Partner, Financial Advisorcontrol
    since 12/2015 · owns 50% to 75%
  • Marie Lynn Magnus · Chief Compliance Officer, Member, Partner, Financial Advisorcontrol
    since 01/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Lake Placid, Ny · principal007
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Financial planning clients · 101-250 to 101-250
    May 23, 2025 to Jul 18, 2025
  • Accounts · 2,033 to 2,062
    Oct 25, 2024 to Feb 26, 2025
  • Charity clients · 16 to 17
    Oct 25, 2024 to Feb 26, 2025
  • Corporate clients · 15 to 16
    Oct 25, 2024 to Feb 26, 2025
  • HNW clients · 168 to 187
    Oct 25, 2024 to Feb 26, 2025
  • Individual clients · 756 to 704
    Oct 25, 2024 to Feb 26, 2025
  • Assets in custody · $253M to $316M
    Oct 25, 2024 to Feb 26, 2025
  • Employees · 9 to 7
    Oct 25, 2024 to Feb 26, 2025
  • Discretionary RAUM · $405M to $473M
    Oct 25, 2024 to Feb 26, 2025
  • HNW RAUM · $299M to $366M
    Oct 25, 2024 to Feb 26, 2025
  • Individual RAUM · $108M to $115M
    Oct 25, 2024 to Feb 26, 2025
  • Non-discretionary RAUM · $36.9M to $41.5M
    Oct 25, 2024 to Feb 26, 2025
  • RAUM · $442M to $514M
    Oct 25, 2024 to Feb 26, 2025
  • Advisory employees · 6 to 7
    Aug 12, 2024 to Oct 25, 2024
  • Employees · 8 to 9
    Aug 12, 2024 to Oct 25, 2024
  • State-registered IARs · 6 to 7
    Aug 12, 2024 to Oct 25, 2024
  • Advisory employees · 5 to 6
    Mar 25, 2024 to Aug 12, 2024
  • Employees · 7 to 8
    Mar 25, 2024 to Aug 12, 2024
  • State-registered IARs · 5 to 6
    Mar 25, 2024 to Aug 12, 2024
  • Accounts · 1,768 to 2,033
    Dec 21, 2023 to Mar 25, 2024
  • Charity clients · 13 to 16
    Dec 21, 2023 to Mar 25, 2024
  • Corporate clients · 6 to 15
    Dec 21, 2023 to Mar 25, 2024
  • HNW clients · 163 to 168
    Dec 21, 2023 to Mar 25, 2024
  • Individual clients · 723 to 756
    Dec 21, 2023 to Mar 25, 2024
  • Assets in custody · $200M to $253M
    Dec 21, 2023 to Mar 25, 2024
  • Employees · 6 to 7
    Dec 21, 2023 to Mar 25, 2024
  • Discretionary RAUM · $321M to $405M
    Dec 21, 2023 to Mar 25, 2024
  • HNW RAUM · $251M to $299M
    Dec 21, 2023 to Mar 25, 2024
  • Individual RAUM · $76.4M to $108M
    Dec 21, 2023 to Mar 25, 2024
  • Non-discretionary RAUM · $36.8M to $36.9M
    Dec 21, 2023 to Mar 25, 2024
  • RAUM · $357M to $442M
    Dec 21, 2023 to Mar 25, 2024
  • Advisory employees · 6 to 5
    Dec 5, 2023 to Dec 21, 2023
  • Employees · 7 to 6
    Dec 5, 2023 to Dec 21, 2023
  • State-registered IARs · 6 to 5
    Dec 5, 2023 to Dec 21, 2023
  • Advisory employees · 5 to 6
    Feb 16, 2023 to Aug 21, 2023
  • State-registered IARs · 0 to 6
    Feb 16, 2023 to Aug 21, 2023
  • Accounts · 1,698 to 1,768
    Dec 12, 2022 to Feb 16, 2023
  • Charity clients · 9 to 13
    Dec 12, 2022 to Feb 16, 2023
  • HNW clients · 149 to 163
    Dec 12, 2022 to Feb 16, 2023
  • Individual clients · 689 to 723
    Dec 12, 2022 to Feb 16, 2023
Signals
11 dated events
  • Long Run Wealth Advisors, Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $514.2M)
    Apr 1, 2026 · Left the SEC roster · derived
  • Christopher Edward Miller left Long Run Wealth Advisors, Llc for Mercer Global Advisors Inc. (registered 2026-01-16)
    Mar 30, 2026 · Advisor changed firm · fact
  • Tyler James Frank left Long Run Wealth Advisors, Llc for Mercer Global Advisors Inc. (registered 2026-08-21)
    Mar 30, 2026 · Advisor changed firm · fact
  • Mikayla Jean Ploof left Long Run Wealth Advisors, Llc for Mercer Global Advisors Inc. (registered 2026-08-11)
    Mar 30, 2026 · Advisor changed firm · fact
  • Kaila Elise Kelleher left Long Run Wealth Advisors, Llc for Mercer Global Advisors Inc. (registered 2026-01-16)
    Mar 30, 2026 · Advisor changed firm · fact
  • Kevin Michael Brady left Long Run Wealth Advisors, Llc for Mercer Global Advisors Inc. (registered 2026-01-16)
    Mar 30, 2026 · Advisor changed firm · fact
  • Lynn Marie Magnus left Long Run Wealth Advisors, Llc for Mercer Global Advisors Inc. (registered 2026-01-15)
    Mar 30, 2026 · Advisor changed firm · fact
  • Galen Goodridge Crane left Long Run Wealth Advisors, Llc for Mercer Global Advisors Inc. (registered 2026-02-06)
    Mar 30, 2026 · Advisor changed firm · fact
  • Long Run Wealth Advisors, LLC's advisors moved to Mercer Global Advisors Inc. (Lake Placid, NY): 7 of 7 registered, on the same day
    Mar 30, 2026 · Firm absorbed (people side) · derived
  • Gale Charles Cowan (Member, Partner, Financial Advisor) no longer on Schedule A of Long Run Wealth Advisors, Llc (listed 2021-08-30, absent 2022-01-31)
    Jan 31, 2022 · Control person left · inference
  • Long Run Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
    Nov 11, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026