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Registered advisor
C••••••••• M••• P••••••••
Feed of 09/14/2026
At current firm
3 y
since Nov 21, 2022
In the industry
32 y
since Sep 17, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 21, 2022 · Tampa, Fl
- P•• W••••• M••••••••• BD affiliatedNov 1, 2012 to Dec 6, 2018 · Pittsburgh, Pa
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedDec 1, 2005 to Jul 30, 2008 · Lake Forest, Il
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedJun 14, 2000 to Nov 30, 2005 · Canonsburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to J••• M••••• S••••••••• L••left Dec 6, 2018, registered Nov 21, 2022 (1446 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- G•••••• S•••• W••••• S•••••••• L••• to P•• W••••• M•••••••••left Jul 30, 2008, registered Nov 1, 2012 (1555 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address