RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• W••••
- I••••••••• A••••• A•••••••• L•• no RAUM currentsince Jul 22, 2020 · Orlando, Fl
- G••••• A••••• A•••••••• L•• independent RIA currentsince May 23, 2019 · Orlando, Fl
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated currentsince Feb 1, 2018 · Orlando, Fl
- C••••••• • C••• I••• formerOct 26, 2015 to Nov 9, 2017 · Malden, Ma
- I•••••••• C•••••• A••••••• formerJul 21, 2004 to Oct 1, 2015 · Lynnfield, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDJun 24, 2003 to Aug 20, 2003 · Bedford, Nh
- C••••••• • C••• I••• to I••••••••• A••••• I••••••••• M••••••••• L••left Nov 9, 2017, registered Feb 1, 2018 (84 days) · Other
- I•••••••• C•••••• A••••••• to C••••••• • C••• I•••left Oct 1, 2015, registered Oct 26, 2015 (25 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I•••••••• C•••••• A•••••••left Aug 20, 2003, registered Jul 21, 2004 (336 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address