DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• C••••• W••••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseAnnapolis, Md dual registrantIAPD 2525190

Feed of 09/15/2026

Also filed as III Robert C Whiteside

At current firm

3 y

since Feb 28, 2023

In the industry

30 y

since Nov 3, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Feb 28, 2023 · Princeton, Nj
N••• F•••••• I••••••••• S•••••••• L•• BD affiliated
Jul 19, 2017 to Dec 31, 2022 · Vienna, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 3, 2016 to Jul 28, 2017 · Silver Spring, Md
I••••••••• F•••••••• P••••••• BD affiliated
Feb 29, 2016 to Oct 17, 2016 · Laurel, Md
A••••••• A••••••• S••••••• former
Apr 19, 2007 to Mar 22, 2016 · Laurel, Md
A••••• A•• P••••••• S••••••• BD affiliated
Nov 10, 2005 to Mar 5, 2007 · Washington, Dc
C•••••• S••••• • C••• I••• national BD
Nov 12, 2003 to Oct 28, 2005 · Columbia, Md
T• A••••••••• I••• former
Apr 28, 2003 to Oct 24, 2003 · Bethesda, Md
C•••••• S••••• • C••• I••• national BD
Jan 1, 1999 to Jan 23, 2003 · Greenbelt, Md

Moves

a registration end followed by a registration begin elsewhere

N••• F•••••• I••••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 31, 2022, registered Feb 28, 2023 (59 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••• F•••••• I••••••••• S•••••••• L••
left Jul 28, 2017, registered Jul 19, 2017 (-9 days) · Other
I••••••••• F•••••••• P••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 17, 2016, registered Nov 3, 2016 (17 days) · Other
A••••••• A••••••• S••••••• to I••••••••• F•••••••• P•••••••
left Mar 22, 2016, registered Feb 29, 2016 (-22 days) · Other
A••••• A•• P••••••• S••••••• to A••••••• A••••••• S•••••••
left Mar 5, 2007, registered Apr 19, 2007 (45 days) · Other
C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Oct 28, 2005, registered Nov 10, 2005 (13 days) · Other
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 24, 2003, registered Nov 12, 2003 (19 days) · Other
C•••••• S••••• • C••• I••• to T• A••••••••• I•••
left Jan 23, 2003, registered Apr 28, 2003 (95 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

R••••• C••••• W•••••••• left N••• F•••••• I••••••••• S•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-02-28)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address