RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• C••••••••
- P••••••• F•••••••• L•• state registered currentsince Nov 19, 2024 · Fair Lawn, Nj
- J•••••• N• M•••••• C•• L•• independent RIAApr 12, 2023 to May 26, 2026 · Essex, Ct
- S•• W••••• A•••••••• L•• independent RIAJan 8, 2019 to Mar 24, 2023 · Parsippany, Nj
- S••••••••• A•••• M••••••••• G•••• L•• independent RIAOct 5, 2015 to Dec 21, 2018 · Bedminster, Nj
- J•••••• N• M•••••• C•• L•• to P••••••• F•••••••• L••left May 26, 2026, registered Nov 19, 2024 (-553 days) · RIA to a state-registered adviser
- S•• W••••• A•••••••• L•• to J•••••• N• M•••••• C•• L••left Mar 24, 2023, registered Apr 12, 2023 (19 days) · RIA to RIA
- S••••••••• A•••• M••••••••• G•••• L•• to S•• W••••• A•••••••• L••left Dec 21, 2018, registered Jan 8, 2019 (18 days) · RIA to RIA
- P••• C•••••••• left J•••••• N• M•••••• C•• L•• for P••••••• F•••••••• L•• (registered 2024-11-19)May 26, 2026 · Advisor changed firm · fact
- P••• C•••••••• left S•• W••••• A•••••••• L•• for J•••••• N• M•••••• C•• L•• (registered 2023-04-12)Mar 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address