DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•••••• N• M•••••• C•• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 5, 2012 · 42 filings
SEC status approved since Jun 30, 2006
RAUM
$416M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
99%
$413M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$208M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$416M as of Mar 30, 2026
Mar 5, 2012$97.0M then
HNW client RAUM$393M as of Mar 30, 2026
Mar 28, 2018$144M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 5, 20120 then
Employees (5.A)9 as of Mar 30, 2026
Mar 21, 20137 then
Private funds: no history
RAUM +9.3% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $329,233derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $92.5M, 109 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$393M95%
- Individuals$20.1M4.8%
- Charitable organizations$2.7M0.6%
- Corporations and businesses$290.0%
- Individual clients
- 46reported
- HNW clients
- 131reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,264reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $92.5M for 109 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• N•• M•••••Certified Financial Planner | Essex, Ct | Jul 13, 2005 | 30 y | 0 |
| E•••• R•••••• W•••Certified Financial Planner | Essex, Ct | Sep 24, 2025 | 12 y | 2 |
| D•••• L•••Certified Financial Planner | Essex, Ct | Sep 16, 2026 | 12 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- P••• C•••••••• to P••••••• F•••••••• L••May 26, 2026 · RIA to a state-registered adviser
Joined, latest
- E•••• R•••••• W••• from C••••••••• W••••• M••••••••• L••Sep 24, 2025 · RIA to RIA
- P••• C•••••••• from S•• W••••• A•••••••• L••Apr 12, 2023 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• J••••••• N•• · Member/Chief Compliance Officercontrolsince 06/2005 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Essex, Ct · principal | 3 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,312 to 1,264Aug 29, 2025 to Mar 30, 2026
- Advisory employees · 3 to 4Aug 29, 2025 to Mar 30, 2026
- HNW clients · 127 to 131Aug 29, 2025 to Mar 30, 2026
- Individual clients · 44 to 46Aug 29, 2025 to Mar 30, 2026
- Assets in custody · $68.1M to $92.5MAug 29, 2025 to Mar 30, 2026
- Employees · 8 to 9Aug 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $302M to $324MAug 29, 2025 to Mar 30, 2026
- HNW RAUM · $371M to $393MAug 29, 2025 to Mar 30, 2026
- Individual RAUM · $18.0M to $20.1MAug 29, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $89.8M to $92.3MAug 29, 2025 to Mar 30, 2026
- RAUM · $391M to $416MAug 29, 2025 to Mar 30, 2026
- Accounts · 1,365 to 1,312May 15, 2025 to Jun 12, 2025
- Individual clients · 45 to 44May 15, 2025 to Jun 12, 2025
- Financial planning clients · 101-250 to 101-250May 15, 2025 to Jun 12, 2025
- Discretionary RAUM · $292M to $302MMay 15, 2025 to Jun 12, 2025
- HNW RAUM · $360M to $371MMay 15, 2025 to Jun 12, 2025
- Individual RAUM · $17.3M to $18.0MMay 15, 2025 to Jun 12, 2025
- Non-discretionary RAUM · $88.1M to $89.8MMay 15, 2025 to Jun 12, 2025
- RAUM · $380M to $391MMay 15, 2025 to Jun 12, 2025
- Accounts · 1,318 to 1,365Feb 17, 2025 to May 15, 2025
- HNW clients · 131 to 127Feb 17, 2025 to May 15, 2025
- Individual clients · 54 to 45Feb 17, 2025 to May 15, 2025
- Discretionary RAUM · $295M to $292MFeb 17, 2025 to May 15, 2025
- HNW RAUM · $355M to $360MFeb 17, 2025 to May 15, 2025
- Individual RAUM · $21.4M to $17.3MFeb 17, 2025 to May 15, 2025
- Non-discretionary RAUM · $86.1M to $88.1MFeb 17, 2025 to May 15, 2025
- Pension RAUM · 2774758.0 to unsetFeb 17, 2025 to May 15, 2025
- RAUM · $381M to $380MFeb 17, 2025 to May 15, 2025
- Accounts · 1,334 to 1,318Dec 3, 2024 to Feb 17, 2025
- HNW clients · 127 to 131Dec 3, 2024 to Feb 17, 2025
- Individual clients · 69 to 54Dec 3, 2024 to Feb 17, 2025
- Assets in custody · $144M to $68.1MDec 3, 2024 to Feb 17, 2025
- Discretionary RAUM · $243M to $295MDec 3, 2024 to Feb 17, 2025
- HNW RAUM · $287M to $355MDec 3, 2024 to Feb 17, 2025
- Individual RAUM · $31.6M to $21.4MDec 3, 2024 to Feb 17, 2025
- Non-discretionary RAUM · $79.8M to $86.1MDec 3, 2024 to Feb 17, 2025
- Pension RAUM · $2.5M to $2.8MDec 3, 2024 to Feb 17, 2025
- RAUM · $323M to $381MDec 3, 2024 to Feb 17, 2025
- State-registered IARs · 1 to 2Jul 26, 2024 to Sep 5, 2024
- Accounts · 1,300 to 1,334Nov 5, 2023 to Mar 21, 2024
Signals
2 dated events
- D•••• L••• registered as an investment adviser representative at J•••••• N• M•••••• C•• L••Sep 16, 2026 · Advisor registered · fact
- P••• C•••••••• left J•••••• N• M•••••• C•• L•• for P••••••• F•••••••• L•• (registered 2024-11-19)May 26, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- rohan@jnmehler.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- suecow@jnmehler.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 860-767-9701reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 860-767-9700reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 860-767-9700reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $208Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026