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Registered advisor
M••• R••• P•••••••
Feed of 09/15/2026
At current firm
2 y
since Jun 14, 2024
In the industry
31 y
since Jun 16, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 14, 2024 · Westport, Ct
- W•••• F•••• A••••••• wirehouseMar 14, 2014 to Jun 17, 2024 · Westport, Ct
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 20, 2014 · Westport, Ct
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Westport, Ct
- M••••• S•••••• D• I••• unclassifiedMar 2, 2007 to Apr 2, 2007 · Westport, Ct
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 9, 2003 to Mar 12, 2007 · Westport, Ct
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 17, 2024, registered Jun 14, 2024 (-3 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 20, 2014, registered Mar 14, 2014 (-6 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••left Mar 12, 2007, registered Mar 2, 2007 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address