DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Julie Louise Shumake
Feed of 09/14/2026
Also filed as Julie L Dewitt
At current firm
7 y
since Sep 6, 2019
In the industry
31 y
since Oct 4, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Sep 6, 2019 · St. Louis, Mo
- Rfg Advisory, LLC independent RIAMay 7, 2018 to Apr 22, 2019 · Creve Coeur, Mo
- Scottrade Investment Management formerMar 27, 2015 to Mar 8, 2018 · Saint Louis, Mo
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 8, 2013 to Mar 19, 2015 · Swansea, Il
- Edward Jones national BDMar 19, 2008 to Mar 27, 2013 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Rfg Advisory, LLC to Wells Fargo Advisorsleft Apr 22, 2019, registered Sep 6, 2019 (137 days) · RIA to wirehouse
- Scottrade Investment Management to Rfg Advisory, LLCleft Mar 8, 2018, registered May 7, 2018 (60 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Scottrade Investment Managementleft Mar 19, 2015, registered Mar 27, 2015 (8 days) · Other
- Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 27, 2013, registered Apr 8, 2013 (12 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address