DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• R••• J•••••

S••••••••• W•••••mixed wealthOlympia, Wa IA-onlyIAPD 2548401

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as L•••• Robinson

At current firm

0 y

since Dec 15, 2025

In the industry

31 y

since Dec 1, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• W••••• mixed wealth current
since Dec 15, 2025 · Summit, Nj
W••••• W•••• A•••••••• I•• independent RIA
Feb 9, 2023 to Dec 11, 2025 · Olympia, Wa
I••••• P••••••••• W•••••• L•• independent RIA
Aug 30, 2021 to Feb 1, 2023 · Lakewood, Wa
A•••• C••• F•••••••• L•• unclassified
Jun 19, 2019 to Dec 10, 2021 · Olympia, Wa
F••••••••• I••••••••• A••••••• L•• independent RIA
Jun 6, 2017 to Jul 31, 2019 · Olympia, Wa
O•••• F•• I••• former
Feb 3, 2015 to Apr 19, 2016 · Olympia, Wa
F•••••••• A•••••••• A••••••• S••••••• former
Oct 1, 2008 to Jun 18, 2010 · Olympia, Wa
D••••••••• F•••••••• A••••••• unclassified
May 5, 2008 to May 14, 2010 · Seattle, Wa
L•• F•••••••• L•• BD affiliated
Apr 25, 2005 to Jun 24, 2010 · Tumwater, Wa
N••• F•••••••• G••••• I••• former
Jan 6, 2003 to Apr 25, 2005 · Olympia, Wa

Moves

a registration end followed by a registration begin elsewhere

W••••• W•••• A•••••••• I•• to S••••••••• W•••••
left Dec 11, 2025, registered Dec 15, 2025 (4 days) · RIA to RIA
I••••• P••••••••• W•••••• L•• to W••••• W•••• A•••••••• I••
left Feb 1, 2023, registered Feb 9, 2023 (8 days) · RIA to RIA
A•••• C••• F•••••••• L•• to I••••• P••••••••• W•••••• L••
left Dec 10, 2021, registered Aug 30, 2021 (-102 days) · Other
F••••••••• I••••••••• A••••••• L•• to A•••• C••• F•••••••• L••
left Jul 31, 2019, registered Jun 19, 2019 (-42 days) · Other
O•••• F•• I••• to F••••••••• I••••••••• A••••••• L••
left Apr 19, 2016, registered Jun 6, 2017 (413 days) · Other
L•• F•••••••• L•• to D••••••••• F•••••••• A•••••••
left Jun 24, 2010, registered May 5, 2008 (-780 days) · Other
F•••••••• A•••••••• A••••••• S••••••• to O•••• F•• I•••
left Jun 18, 2010, registered Feb 3, 2015 (1691 days) · Other
D••••••••• F•••••••• A••••••• to F•••••••• A•••••••• A••••••• S•••••••
left May 14, 2010, registered Oct 1, 2008 (-590 days) · Other
N••• F•••••••• G••••• I••• to L•• F•••••••• L••
left Apr 25, 2005, registered Apr 25, 2005 (0 days) · Other

Signals

L•••• R••• J••••• left W••••• W•••• A•••••••• I•• for S••••••••• W••••• (registered 2025-12-15)
Dec 11, 2025 · Advisor changed firm · fact
L•••• R••• J••••• left I••••• P••••••••• W•••••• L•• for W••••• W•••• A•••••••• I•• (registered 2023-02-09)
Feb 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address