DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Fortress Wealth Management, Inc.
Latest filing Dec 24, 2025
First filing on the tape Nov 8, 2011 · 39 filings
SEC status approved since May 24, 2018
RAUM
$269M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$266M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$269M as of Dec 24, 2025
Mar 27, 2012$45.4M then
HNW client RAUM$228M as of Dec 24, 2025
Mar 19, 2019$73.2M then
State-registered IARs (5.B.3)3 as of Dec 24, 2025
Mar 27, 20120 then
Employees (5.A)4 as of Dec 24, 2025
Mar 19, 20196 then
Private funds: no history
RAUM +11% over the last fiscal year-2.7% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Dec 24, 2025; every figure names its basis
- RAUM per advisor
- $89.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 89derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $391,408derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $73.9M, 144 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$228M85%
- Individuals$38.1M14%
- Pension and profit-sharing plans$2.4M0.9%
- Corporations and businesses$511,9290.2%
- Individual clients
- 117reported
- HNW clients
- 150reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 688reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $73.9M for 144 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- Arlie Wilson Green to Mjm401k, LLCMar 4, 2026 · Other
- Timothy James Nanson to FartherMar 4, 2026 · RIA to RIA
- James Andrew Amerman to First Command Advisory ServicesApr 21, 2023 · RIA to affiliated broker-dealer or bank
- Kyle William Jones to Cooper McmanusApr 13, 2022 · RIA to RIA
- Brad Terrance Baumann to Fidelity Personal And Workplace AdvisorsDec 31, 2018 · RIA to affiliated broker-dealer or bank
Joined, latest
- James Andrew Amerman from Adviceperiod, LLCAug 26, 2021 · RIA to RIA
- Kyle William Jones from Aequitas Wealth Management, LLCMay 8, 2020 · RIA to RIA
- Timothy James Nanson from Womack Wealth Management, Inc.Apr 18, 2017 · Other
- Brad Terrance Baumann from Critical Capital Management, Inc.Feb 3, 2017 · Other
- Arlie Wilson Green from Financial West GroupApr 17, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wilson Arlie Green · President & Chief Compliance Officercontrolsince 05/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Culver City, Ca · principal | 0 | 0 | 1 | ||
| Los Angeles, Ca | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Mar 11, 2025 to Dec 24, 2025
- Employees · 5 to 4Mar 11, 2025 to Dec 24, 2025
- State-registered IARs · 4 to 3Mar 11, 2025 to Dec 24, 2025
- Accounts · 659 to 688Oct 15, 2024 to Mar 11, 2025
- Corporate clients · 1 to 2Oct 15, 2024 to Mar 11, 2025
- HNW clients · 188 to 150Oct 15, 2024 to Mar 11, 2025
- Individual clients · 77 to 117Oct 15, 2024 to Mar 11, 2025
- Pension plan clients · 4 to 5Oct 15, 2024 to Mar 11, 2025
- Assets in custody · $242,000 to $73.9MOct 15, 2024 to Mar 11, 2025
- Financial planning clients · 26-50 to 11-25Oct 15, 2024 to Mar 11, 2025
- Discretionary RAUM · $243M to $269MOct 15, 2024 to Mar 11, 2025
- HNW RAUM · $157M to $228MOct 15, 2024 to Mar 11, 2025
- Individual RAUM · $84.2M to $38.1MOct 15, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $557,892 to $675,822Oct 15, 2024 to Mar 11, 2025
- Pension RAUM · $2.2M to $2.4MOct 15, 2024 to Mar 11, 2025
- RAUM · $243M to $269MOct 15, 2024 to Mar 11, 2025
- Related adviser · true to falseJun 7, 2024 to Oct 15, 2024
- Advisory employees · 5 to 4Apr 25, 2024 to Jun 7, 2024
- Employees · 6 to 5Apr 25, 2024 to Jun 7, 2024
- State-registered IARs · 5 to 4Apr 25, 2024 to Jun 7, 2024
- Advisory employees · 4 to 5Mar 21, 2024 to Apr 25, 2024
- Employees · 5 to 6Mar 21, 2024 to Apr 25, 2024
- State-registered IARs · 4 to 5Mar 21, 2024 to Apr 25, 2024
- Accounts · 637 to 659May 2, 2023 to Mar 19, 2024
- Advisory employees · 3 to 4May 2, 2023 to Mar 19, 2024
- HNW clients · 75 to 188May 2, 2023 to Mar 19, 2024
- Individual clients · 175 to 77May 2, 2023 to Mar 19, 2024
- Pension plan clients · 5 to 4May 2, 2023 to Mar 19, 2024
- Assets in custody · $2.2M to $242,000May 2, 2023 to Mar 19, 2024
- State-registered IARs · 3 to 4May 2, 2023 to Mar 19, 2024
- Discretionary RAUM · $221M to $243MMay 2, 2023 to Mar 19, 2024
- HNW RAUM · $145M to $157MMay 2, 2023 to Mar 19, 2024
- Individual RAUM · $71.8M to $84.2MMay 2, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $564,518 to $557,892May 2, 2023 to Mar 19, 2024
- Pension RAUM · $2.4M to $2.2MMay 2, 2023 to Mar 19, 2024
- RAUM · $221M to $243MMay 2, 2023 to Mar 19, 2024
- Related adviser · false to trueMay 2, 2023 to Mar 19, 2024
- Employees · 8 to 5Mar 14, 2023 to May 2, 2023
- Accounts · 875 to 637Aug 4, 2022 to Mar 14, 2023
- HNW clients · 93 to 75Aug 4, 2022 to Mar 14, 2023
Signals
6 dated events
- Fortress Wealth Management, Inc. no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $269.3M)Apr 1, 2026 · Left the SEC roster · derived
- Timothy James Nanson left Fortress Wealth Management, Inc. for Farther (registered 2025-12-15)Mar 4, 2026 · Advisor changed firm · fact
- Arlie Wilson Green left Fortress Wealth Management, Inc. for Mjm401K, Llc (registered 2018-01-12)Mar 4, 2026 · Advisor changed firm · fact
- James Andrew Amerman left Fortress Wealth Management, Inc. for First Command Advisory Services (registered 2024-07-22)Apr 21, 2023 · Advisor changed firm · fact
- Kyle William Jones left Fortress Wealth Management, Inc. for Cooper Mcmanus (registered 2022-04-04)Apr 13, 2022 · Advisor changed firm · fact
- Fortress Retirement, Inc. filed its initial SEC registration (Form ADV)Apr 23, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026