RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• K• L••••
- Designations
- AAMSreportedjimlewiswm.comas printed on the bio page, Sep 16, 2026
- Business email
- james.lewis@lpl.comreportedjimlewiswm.comfirm site, Sep 16, 2026
- Professional profile
- jimlewiswm.com/team/jim-lewisreportedjimlewiswm.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N••••••• W••••• M••••••••• G••••• L•• i••••••••• wealth currentsince Jan 5, 2022 · Westfield, In
- N••••••• W••••• M••••••••• G••••• L•• i••••••••• wealthMar 29, 2019 to Dec 31, 2021 · Indianapolis, In
- L•• F•••••••• L•• BD affiliatedJan 25, 2019 to Feb 8, 2019 · Indianapolis, In
- I••••••••• F•••••••• P••••••• BD affiliatedMar 22, 2017 to Mar 29, 2019 · Indianapolis, In
- S•• W••••• M••••••••• formerSep 11, 2015 to Apr 12, 2017 · Indianapolis, In
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 24, 2015 · Indianapolis, In
- C•••• I••••••••• S••••••• C•••• formerJun 15, 2012 to Oct 1, 2012 · Indianapolis, In
- E••••• J•••• national BDFeb 27, 2007 to Jun 12, 2012 · Noblesville, In
- I••••••••• F•••••••• P••••••• to L•• F•••••••• L••left Mar 29, 2019, registered Jan 25, 2019 (-63 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to N••••••• W••••• M••••••••• G••••• L••left Feb 8, 2019, registered Mar 29, 2019 (49 days) · RIA to RIA
- S•• W••••• M••••••••• to I••••••••• F•••••••• P•••••••left Apr 12, 2017, registered Mar 22, 2017 (-21 days) · Other
- J••• M••••• S••••••••• L•• to S•• W••••• M•••••••••left Sep 24, 2015, registered Sep 11, 2015 (-13 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Jun 12, 2012, registered Jun 15, 2012 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address