DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jennifer Ann Brandt
Feed of 09/14/2026
Also filed as Jennifer Ann Lamb
At current firm
2 y
since Oct 19, 2023
In the industry
25 y
since Jul 25, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Oct 19, 2023 · Tacoma, Wa
- Cetera Investment Advisers LLC BD affiliatedFeb 7, 2014 to Oct 18, 2023 · Tacoma, Wa
- Cetera Investment Services LLC formerJan 31, 2014 to Feb 6, 2014 · Tacoma, Wa
- RBC Capital Markets, LLC national BDFeb 24, 2011 to Apr 9, 2013 · Seattle, Wa
- Morgan Stanley wirehouseSep 18, 2009 to Dec 21, 2010 · Tacoma, Wa
- Russell Investments asset managerAug 6, 2008 to Apr 20, 2009 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Raymond James Financial Services Advisors, Incleft Oct 18, 2023, registered Oct 19, 2023 (1 days) · corporate re-registration, not a move
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Feb 6, 2014, registered Feb 7, 2014 (1 days) · Other
- RBC Capital Markets, LLC to Cetera Investment Services LLCleft Apr 9, 2013, registered Jan 31, 2014 (297 days) · Other
- Morgan Stanley to RBC Capital Markets, LLCleft Dec 21, 2010, registered Feb 24, 2011 (65 days) · Wirehouse to affiliated broker-dealer or bank
- Russell Investments to Morgan Stanleyleft Apr 20, 2009, registered Sep 18, 2009 (151 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address