DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••••• M••••••••

••••••••independent RIAClayton, Mo dual registrantIAPD 2558670

Feed of 09/14/2026

Also filed as J••••••• C M••••••••

At current firm

0 y

since Nov 4, 2025

In the industry

29 y

since Mar 24, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Nov 4, 2025 · Florham Park, Nj
W•••• F•••• A••••••• wirehouse
Nov 28, 2017 to Nov 12, 2025 · Florham Park, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 9, 2009 to Nov 29, 2017 · Florham Park, Nj
W•••• F•••• A••••••• wirehouse
Jul 1, 2003 to Apr 13, 2009 · Florham Park, Nj
P••••••••• E••••• G••••• L•• unclassified
Jul 24, 2002 to Jul 1, 2003 · Florham Park, Nj

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left Nov 12, 2025, registered Nov 4, 2025 (-8 days) · Wirehouse to independent RIA · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Nov 29, 2017, registered Nov 28, 2017 (-1 days) · Wirehouse to wirehouse · moved with a team
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 13, 2009, registered Apr 9, 2009 (-4 days) · Wirehouse to wirehouse
P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

J••••••• M•••••••• left W•••• F•••• A••••••• for &Partners (registered 2025-11-04)
Nov 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address