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Registered advisor
M•••••• A• A••••••
Feed of 09/14/2026
Also filed as M•••••• A• A••••••
At current firm
2 y
since Mar 15, 2024
In the industry
31 y
since Mar 27, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Mar 15, 2024 · Lititz, Pa
- W•••• F•••• A••••••• wirehouseJun 4, 2018 to Dec 1, 2023 · Camp Hill, Pa
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to May 2, 2018 · Naples, Fl
- C•••• I••••••••• S••••••• C•••• formerFeb 5, 2007 to Oct 1, 2012 · Palm Harbor, Fl
- H•••••• T••••••• • K•••• L•• independent RIAMay 27, 2005 to Jan 19, 2007 · Uniondale, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Dec 1, 2023, registered Mar 15, 2024 (105 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left May 2, 2018, registered Jun 4, 2018 (33 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- H•••••• T••••••• • K•••• L•• to C•••• I••••••••• S••••••• C••••left Jan 19, 2007, registered Feb 5, 2007 (17 days) · Other
Signals
- M•••••• A• A•••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2024-03-15)Dec 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address