K•••••• L••••• M••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 10, 2024 · Lynnfield, Ma
• O•••• W•••••• I••• BD affiliated
  Sep 1, 2023 to Dec 12, 2023 · Lynnfield, Ma
• S•••••••• F••••••••• I••• former
  May 12, 2021 to Sep 1, 2023 · Lynnfield, Ma
• V••• F•••••••• A•••••••• I••• BD affiliated
  Feb 23, 2016 to May 4, 2021 · Lynnfield, Ma
• L•• F•••••••• L•• BD affiliated
  Mar 6, 2006 to Mar 1, 2016 · Lynnfield, Ma

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Dec 12, 2023, registered Jan 10, 2024 (29 days) · Affiliated broker-dealer or bank to another · moved with a team
• S•••••••• F••••••••• I••• to O•••• W•••••• I•••
  left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
• V••• F•••••••• A•••••••• I••• to S•••••••• F••••••••• I•••
  left May 4, 2021, registered May 12, 2021 (8 days) · Affiliated broker-dealer or bank to another · moved with a team
• L•• F•••••••• L•• to V••• F•••••••• A•••••••• I•••
  left Mar 1, 2016, registered Feb 23, 2016 (-7 days) · Other

• K•••••• L••••• M•••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-01-10)
  Dec 12, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address