DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• R••••• P••••••

M••••• S••••••wirehousePalm Beach, Fl dual registrantIAPD 2567310

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as C••••••••• R••••• P••••••

At current firm

2 y

since Jul 22, 2024

In the industry

31 y

since Feb 16, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jul 22, 2024 · Palm Beach, Fl
J••• M••••• S••••••••• L•• wirehouse
Jul 21, 2023 to Jul 20, 2024 · Miami, Fl
O••••••••• • C•• I••• BD affiliated
Mar 16, 2009 to Aug 18, 2010 · Boca Raton, Fl
S••••••• G•••• C•••••• unclassified
Aug 24, 2006 to Mar 11, 2009 · Boca Raton, Fl
W•••• F•••• A••••••• wirehouse
Dec 17, 2003 to Dec 31, 2005 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to M••••• S••••••
left Jul 20, 2024, registered Jul 22, 2024 (2 days) · Wirehouse to wirehouse · moved with a team
O••••••••• • C•• I••• to J••• M••••• S••••••••• L••
left Aug 18, 2010, registered Jul 21, 2023 (4720 days) · Other
S••••••• G•••• C•••••• to O••••••••• • C•• I•••
left Mar 11, 2009, registered Mar 16, 2009 (5 days) · Other
W•••• F•••• A••••••• to S••••••• G•••• C••••••
left Dec 31, 2005, registered Aug 24, 2006 (236 days) · Other

Signals

C••••••••• R••••• P•••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2024-07-22)
Jul 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address