RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• C•••••• M••••••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Apr 12, 2023 · Charleston, Sc
- M•••• C••••••• A••••••• S•••••• BD affiliatedJan 5, 2015 to Apr 10, 2023 · Mount Pleasant, Sc
- C•••••• S•••••• P••••••• formerJun 2, 2011 to Dec 31, 2014 · Mt. Pleasant, Sc
- F•••••••• W••• G•••• formerJan 10, 2006 to Dec 31, 2010 · Mt. Pleasant, Sc
- C•••••••• I••••••••• R•••••••• I••• unclassifiedJul 31, 2002 to Dec 31, 2003 · Tustin, Ca
- M•••• C••••••• A••••••• S•••••• to A• W••••• M••••••••• L••left Apr 10, 2023, registered Apr 12, 2023 (2 days) · Affiliated broker-dealer or bank to another
- C•••••• S•••••• P••••••• to M•••• C••••••• A••••••• S••••••left Dec 31, 2014, registered Jan 5, 2015 (5 days) · Other
- F•••••••• W••• G•••• to C•••••• S•••••• P•••••••left Dec 31, 2010, registered Jun 2, 2011 (153 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to F•••••••• W••• G••••left Dec 31, 2003, registered Jan 10, 2006 (741 days) · Other
- P••• C•••••• M•••••••• left M•••• C••••••• A••••••• S•••••• for A• W••••• M••••••••• L•• (registered 2023-04-12)Apr 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address