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Registered advisor
M•••••• T••••••••
Feed of 09/15/2026
At current firm
1 y
since Aug 19, 2025
In the industry
30 y
since Oct 11, 1995 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 19, 2025 · Acton, Ma
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 14, 2025 to Jul 21, 2025 · Chelmsford, Ma
- L•• F•••••••• L•• BD affiliatedJan 5, 2024 to Jan 31, 2025 · Westborough, Ma
- O•••• W•••••• I••• BD affiliatedSep 1, 2023 to Dec 13, 2023 · Westborough, Ma
- S•••••••• F••••••••• I••• formerMar 7, 2018 to Sep 1, 2023 · Westborough, Ma
- O•••• I••••••••• I••• BD affiliatedAug 22, 2016 to Mar 2, 2018 · Waltham, Ma
- P•••• S••••••••• L•• no RAUMMay 12, 2016 to Jul 25, 2016 · Needham, Ma
- S••••••• I••••••••• I••• formerFeb 24, 2011 to Jun 16, 2014 · Needham Heights, Ma
- S•••••••• F••••••••• I••• formerFeb 10, 2010 to Jul 12, 2010 · Dracut, Ma
- S••••••• I••••••••• I••• formerJul 23, 2008 to Jan 13, 2010 · Boston, Ma
- S••••••• I••••••••• I••• formerJan 31, 2006 to Feb 11, 2008 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jul 21, 2025, registered Aug 19, 2025 (29 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 31, 2025, registered Feb 14, 2025 (14 days) · Affiliated broker-dealer or bank to another
- O•••• W•••••• I••• to L•• F•••••••• L••left Dec 13, 2023, registered Jan 5, 2024 (23 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- O•••• I••••••••• I••• to S•••••••• F••••••••• I•••left Mar 2, 2018, registered Mar 7, 2018 (5 days) · Other
- P•••• S••••••••• L•• to O•••• I••••••••• I•••left Jul 25, 2016, registered Aug 22, 2016 (28 days) · Other
- S••••••• I••••••••• I••• to P•••• S••••••••• L••left Jun 16, 2014, registered May 12, 2016 (696 days) · Other
- S•••••••• F••••••••• I••• to S••••••• I••••••••• I•••left Jul 12, 2010, registered Feb 24, 2011 (227 days) · Other
- S••••••• I••••••••• I••• to S•••••••• F••••••••• I•••left Jan 13, 2010, registered Feb 10, 2010 (28 days) · Other
Signals
- M•••••• T•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2025-08-19)Jul 21, 2025 · Advisor changed firm · fact
- M•••••• T•••••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-02-14)Jan 31, 2025 · Advisor changed firm · fact
- M•••••• T•••••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-01-05)Dec 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address