DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Barry Elijah Womble
Feed of 09/15/2026
At current firm
7 y
since Mar 27, 2019
In the industry
24 y
since Jun 13, 2002 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Mar 27, 2019 · Fairfax, Va
- Capital One Advisors, LLC formerSep 9, 2016 to Aug 13, 2018 · Arlington, Va
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 5, 2016 to Sep 6, 2016 · Annandale, Va
- Pnc Wealth Management BD affiliatedAug 27, 2015 to Jan 12, 2016 · Washington, Dc
- MML Investors Services, LLC BD affiliatedDec 22, 2009 to Feb 25, 2010 · Mclean, Va
- Uvest Financial Services Group, Inc. unclassifiedSep 12, 2006 to Dec 31, 2007 · Baltimore, Md
- Missionsquare Retirement BD affiliatedOct 10, 2005 to Sep 19, 2006 · Washington, Dc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 26, 2003 to Apr 1, 2004 · Rockville, Md
- UBS Financial Services Inc. wirehouseJun 13, 2002 to Jul 21, 2003 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- Capital One Advisors, LLC to Wells Fargo Advisorsleft Aug 13, 2018, registered Mar 27, 2019 (226 days) · Affiliated broker-dealer or bank to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Capital One Advisors, LLCleft Sep 6, 2016, registered Sep 9, 2016 (3 days) · Other
- Pnc Wealth Management to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jan 12, 2016, registered Feb 5, 2016 (24 days) · Other
- MML Investors Services, LLC to Pnc Wealth Managementleft Feb 25, 2010, registered Aug 27, 2015 (2009 days) · Other
- Uvest Financial Services Group, Inc. to MML Investors Services, LLCleft Dec 31, 2007, registered Dec 22, 2009 (722 days) · Other
- Missionsquare Retirement to Uvest Financial Services Group, Inc.left Sep 19, 2006, registered Sep 12, 2006 (-7 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Missionsquare Retirementleft Apr 1, 2004, registered Oct 10, 2005 (557 days) · Other
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 21, 2003, registered Jun 26, 2003 (-25 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address