RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• W••• G•••••••
- K•• P••••••• L•• state registered currentsince Feb 20, 2025 · Conroe, Tx
- T••••• W•••••• L••••• independent RIADec 9, 2021 to Jul 23, 2024 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseJan 31, 2020 to Dec 1, 2021 · Tarpon Springs, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedJul 19, 2007 to Nov 7, 2016 · Austin, Tx
- T••••• W•••••• L••••• to K•• P••••••• L••left Jul 23, 2024, registered Feb 20, 2025 (212 days) · RIA to a state-registered adviser
- W•••• F•••• A••••••• to T••••• W•••••• L•••••left Dec 1, 2021, registered Dec 9, 2021 (8 days) · Wirehouse to independent RIA
- A••••• A•• P••••••• S••••••• to W•••• F•••• A•••••••left Nov 7, 2016, registered Jan 31, 2020 (1180 days) · Other
- J•••••• W••• G••••••• left T••••• W•••••• L••••• for K•• P••••••• L•• (registered 2025-02-20)Jul 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address