DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Krista Deann Wittmaack

Citizens Securities, Inc.BD affiliatedJohnston, Ri dual registrantIAPD 2577242

Feed of 09/15/2026

Also filed as Krista Mendez

At current firm

2 y

since Jul 1, 2024

In the industry

31 y

since Jan 11, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Citizens Securities, Inc. BD affiliated current
since Jul 1, 2024 · Gilbert, Az
Frost Investment Services BD affiliated
Mar 2, 2023 to Jun 17, 2024 · Dallas, Tx
Key Investment Services LLC BD affiliated
Nov 23, 2022 to Jan 26, 2023 · Brooklyn, Oh
E*Trade Capital Management, LLC former
Jun 10, 2020 to Dec 1, 2022 · Arlington, Va
Cetera Advisor Networks LLC former
Aug 13, 2019 to Jun 2, 2020 · Murray, Ut
Morgan Stanley wirehouse
Jul 9, 2018 to Jul 31, 2019 · South Jordan, Ut

Moves

a registration end followed by a registration begin elsewhere

Frost Investment Services to Citizens Securities, Inc.
left Jun 17, 2024, registered Jul 1, 2024 (14 days) · Affiliated broker-dealer or bank to another
Key Investment Services LLC to Frost Investment Services
left Jan 26, 2023, registered Mar 2, 2023 (35 days) · Affiliated broker-dealer or bank to another
E*Trade Capital Management, LLC to Key Investment Services LLC
left Dec 1, 2022, registered Nov 23, 2022 (-8 days) · RIA to affiliated broker-dealer or bank
Cetera Advisor Networks LLC to E*Trade Capital Management, LLC
left Jun 2, 2020, registered Jun 10, 2020 (8 days) · Affiliated broker-dealer or bank to independent RIA
Morgan Stanley to Cetera Advisor Networks LLC
left Jul 31, 2019, registered Aug 13, 2019 (13 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Krista Deann Wittmaack left Frost Investment Services for Citizens Securities, Inc. (registered 2024-07-01)
Jun 17, 2024 · Advisor changed firm · fact
Krista Deann Wittmaack left Key Investment Services Llc for Frost Investment Services (registered 2023-03-02)
Jan 26, 2023 · Advisor changed firm · fact
Krista Deann Wittmaack left E*Trade Capital Management, Llc for Key Investment Services Llc (registered 2022-11-23)
Dec 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address