RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• G•••••• B•••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Jan 5, 2021 · Troy, Mi
- B•••• M••••• • C•• L•• formerJun 19, 2017 to Jan 7, 2021 · Franklin, Tn
- W•••• F•••• A••••••• wirehouseJan 20, 2010 to Jun 20, 2017 · Auburn Hills, Mi
- B•••• M••••• • C•• L•• to I••••••••• A•••••• A•••••••• L••left Jan 7, 2021, registered Jan 5, 2021 (-2 days) · RIA to RIA
- W•••• F•••• A••••••• to B•••• M••••• • C•• L••left Jun 20, 2017, registered Jun 19, 2017 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address