DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Pedro L Torres
Feed of 09/14/2026
Also filed as Pedro Luis Torres
At current firm
0 y
since Mar 2, 2026
In the industry
30 y
since Aug 14, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Mar 2, 2026 · Miami, Fl
- Hornor, Townsend & Kent, LLC independent RIAFeb 17, 2021 to Feb 27, 2026 · Boca Raton, Fl
- Principal Securities, Inc. BD affiliatedJul 3, 2018 to Feb 3, 2021 · Miramar, Fl
- Cg Advisory Services independent RIAJun 30, 2015 to May 3, 2018 · Miami, Fl
- Hsbc Securities (USA) Inc. BD affiliatedMar 7, 2012 to Jun 7, 2013 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Hornor, Townsend & Kent, LLC to Ameriprise Financial Services, LLCleft Feb 27, 2026, registered Mar 2, 2026 (3 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Principal Securities, Inc. to Hornor, Townsend & Kent, LLCleft Feb 3, 2021, registered Feb 17, 2021 (14 days) · Affiliated broker-dealer or bank to another
- Cg Advisory Services to Principal Securities, Inc.left May 3, 2018, registered Jul 3, 2018 (61 days) · RIA to affiliated broker-dealer or bank
- Hsbc Securities (USA) Inc. to Cg Advisory Servicesleft Jun 7, 2013, registered Jun 30, 2015 (753 days) · Other
Signals
- Pedro L Torres left Hornor, Townsend & Kent, Llc for Ameriprise Financial Services, Llc (registered 2026-03-02)Feb 27, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address