J•••• E•••• D••

• H•••••••• A•••••••• L•• BD affiliated current
  since Jun 24, 2016 · Huntsville, Al
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jul 20, 2016 · Huntsville, Al
• C•••••••• G••••• M•••••• I••• BD affiliated
  Apr 30, 2009 to Jun 1, 2009 · Huntsville, Al
• W•••• F•••• A••••••• wirehouse
  Jun 21, 2005 to May 4, 2009 · Huntsville, Al

• M••••• S•••••• to H•••••••• A•••••••• L••
  left Jul 20, 2016, registered Jun 24, 2016 (-26 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
  left May 4, 2009, registered Apr 30, 2009 (-4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address