RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• W••••• B•••••••••
- S•••• L••• W••••• M••••••••• state registered currentsince Jun 26, 2024 · Overland Park, Ks
- I•• W••••• M••••••••• L•• BD affiliatedOct 13, 2017 to Jul 16, 2024 · Overland Park, Ks
- N•••••• W••••• G••••• L•• formerAug 1, 2014 to Dec 31, 2017 · Fairway, Ks
- I••••••••• F•••••••• P••••••• BD affiliatedJun 19, 2012 to Jan 16, 2015 · Fairway, Ks
- L•• F•••••••• L•• BD affiliatedDec 16, 2009 to Feb 2, 2023 · Mission, Ks
- F•• S••••••••• C••••••••• formerApr 17, 2003 to Dec 18, 2009 · Mission, Ks
- I•• W••••• M••••••••• L•• to S•••• L••• W••••• M•••••••••left Jul 16, 2024, registered Jun 26, 2024 (-20 days) · Affiliated broker-dealer or bank to a state-registered adviser
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Feb 2, 2023, registered Jun 19, 2012 (-3880 days) · Other
- N•••••• W••••• G••••• L•• to I•• W••••• M••••••••• L••left Dec 31, 2017, registered Oct 13, 2017 (-79 days) · Other · moved with a team
- I••••••••• F•••••••• P••••••• to N•••••• W••••• G••••• L••left Jan 16, 2015, registered Aug 1, 2014 (-168 days) · Other
- F•• S••••••••• C••••••••• to L•• F•••••••• L••left Dec 18, 2009, registered Dec 16, 2009 (-2 days) · Other
- S•••••• W••••• B••••••••• left I•• W••••• M••••••••• L•• for S•••• L••• W••••• M••••••••• (registered 2024-06-26)Jul 16, 2024 · Advisor changed firm · fact
- S•••••• W••••• B••••••••• left L•• F•••••••• L•• for I••••••••• F•••••••• P••••••• (registered 2012-06-19)Feb 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address