DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Nvision Wealth Group, LLC

Former SEC-registered adviserOverland Park, KansasCRD 171952SEC 801-80028IAPD
Latest filing May 23, 2017
First filing on the tape Jun 27, 2014 · 25 filings
RAUM
$282M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
15 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$268M as of Feb 3, 2017
Feb 3, 2015$203M then
HNW client RAUM: no history
State-registered IARs (5.B.3)15 as of Feb 3, 2017
Feb 3, 201516 then
Employees (5.A)17 as of Feb 3, 2017
Feb 3, 201516 then
Private funds: no history
RAUM +28% over the last fiscal yearIARs 15 to 15
Practice profile
derived from the filing of May 23, 2017; every figure names its basis
RAUM per advisor
$18.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$96,246derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
2.5derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,930reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Allen Michael Osborne · Managing Member / Chief Compliance Officercontrol
      since 04/2014 · owns 25% to 50%
    • Eugene Paul Ward · Managing Membercontrol
      since 04/2014 · owns 25% to 50%
    • Todd David Wernli · Managing Membercontrol
      since 04/2014 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Augusta, KS
    • El Dorado, KS
    • Overland Park, KS
    • Overland Park, KS
    • Overland Park, KS
    What changed
    consecutive filings, newest first
    • Accounts · 2,908 to 2,930
      Apr 12, 2017 to May 1, 2017
    • Discretionary RAUM · $278M to $282M
      Apr 12, 2017 to May 1, 2017
    • RAUM · $278M to $282M
      Apr 12, 2017 to May 1, 2017
    • Discretionary RAUM · $274M to $278M
      Mar 20, 2017 to Apr 12, 2017
    • RAUM · $274M to $278M
      Mar 20, 2017 to Apr 12, 2017
    • Discretionary RAUM · $268M to $274M
      Feb 21, 2017 to Mar 20, 2017
    • RAUM · $268M to $274M
      Feb 21, 2017 to Mar 20, 2017
    • Business name · SHADOWSTONE PARTNERS to NVISION WEALTH GROUP, LLC
      Feb 21, 2017 to Feb 21, 2017
    • Legal name · SHADOWSTONE PARTNERS, LLC to NVISION WEALTH GROUP, LLC
      Feb 21, 2017 to Feb 21, 2017
    • Accounts · 2,840 to 2,908
      Jan 9, 2017 to Feb 3, 2017
    • Employees · 16 to 17
      Jan 9, 2017 to Feb 3, 2017
    • Discretionary RAUM · $254M to $268M
      Jan 9, 2017 to Feb 3, 2017
    • RAUM · $254M to $268M
      Jan 9, 2017 to Feb 3, 2017
    • Accounts · 2,678 to 2,840
      Feb 9, 2016 to Oct 4, 2016
    • Discretionary RAUM · $220M to $254M
      Feb 9, 2016 to Oct 4, 2016
    • RAUM · $220M to $254M
      Feb 9, 2016 to Oct 4, 2016
    • Accounts · 2,400 to 2,678
      Apr 27, 2015 to Feb 9, 2016
    • Advisory employees · 16 to 15
      Apr 27, 2015 to Feb 9, 2016
    • BD registered reps · 16 to 15
      Apr 27, 2015 to Feb 9, 2016
    • Insurance-licensed employees · 1 to 0
      Apr 27, 2015 to Feb 9, 2016
    • State-registered IARs · 16 to 15
      Apr 27, 2015 to Feb 9, 2016
    • Discretionary RAUM · $215M to $220M
      Apr 27, 2015 to Feb 9, 2016
    • RAUM · $215M to $220M
      Apr 27, 2015 to Feb 9, 2016
    • Accounts · 2,300 to 2,400
      Feb 3, 2015 to Apr 27, 2015
    • Discretionary RAUM · $203M to $215M
      Feb 3, 2015 to Apr 27, 2015
    • RAUM · $203M to $215M
      Feb 3, 2015 to Apr 27, 2015
    • Accounts · 2,200 to 2,300
      Dec 11, 2014 to Feb 3, 2015
    • Advisory employees · 15 to 16
      Dec 11, 2014 to Feb 3, 2015
    • BD registered reps · 15 to 16
      Dec 11, 2014 to Feb 3, 2015
    • Employees · 15 to 16
      Dec 11, 2014 to Feb 3, 2015
    • Insurance-licensed employees · 15 to 1
      Dec 11, 2014 to Feb 3, 2015
    • Financial planning clients · 0 to 101-250
      Dec 11, 2014 to Feb 3, 2015
    • State-registered IARs · 15 to 16
      Dec 11, 2014 to Feb 3, 2015
    • Discretionary RAUM · $197M to $203M
      Dec 11, 2014 to Feb 3, 2015
    • RAUM · $197M to $203M
      Dec 11, 2014 to Feb 3, 2015
    • Discretionary RAUM · $190M to $197M
      Nov 12, 2014 to Dec 11, 2014
    • RAUM · $190M to $197M
      Nov 12, 2014 to Dec 11, 2014
    • Accounts · 1,188 to 2,200
      Oct 28, 2014 to Nov 12, 2014
    • Discretionary RAUM · $118M to $190M
      Oct 28, 2014 to Nov 12, 2014
    • RAUM · $118M to $190M
      Oct 28, 2014 to Nov 12, 2014
    Signals
    1 dated events
    • Shadowstone Partners filed its initial SEC registration (Form ADV)
      Jun 27, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026