DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• C•••••• D••••

P••••••• A•••••••• L••independent RIASan Francisco, CaIA-onlyIAPD 2592728

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••••• C•••••• D••••

At current firm

2 y

since Jan 22, 2024

In the industry

28 y

since Nov 3, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/ash-daggs-cfp%C2%AE-6045934reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

P••••••• A•••••••• L•• independent RIA current
since Jan 22, 2024 · San Francisco, Ca
S•• W••••• independent RIA
Aug 27, 2020 to Feb 1, 2024 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 10, 2017 to Aug 7, 2020 · San Francisco, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Apr 12, 2017 · Minneapolis, Mn
W•••• F•••• I••••••••• L•• unclassified
Nov 10, 2009 to Jan 3, 2011 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

S•• W••••• to P••••••• A•••••••• L••
left Feb 1, 2024, registered Jan 22, 2024 (-10 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•• W•••••
left Aug 7, 2020, registered Aug 27, 2020 (20 days) · Wirehouse to independent RIA
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 12, 2017, registered Apr 10, 2017 (-2 days) · Wirehouse to wirehouse
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

A••••• C•••••• D•••• left S•• W••••• for P••••••• A•••••••• L•• (registered 2024-01-22)
Feb 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address