RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•• D•••••
- C••••••• P••••••• independent RIA currentsince Jul 17, 2025 · Overland Park, Ks
- W••• W•••••• L•• formerJul 6, 2020 to Aug 4, 2025 · Lee'S Summit, Mo
- A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• BD affiliatedNov 9, 2017 to Jul 17, 2020 · Leawood, Ks
- W••• W•••••• L•• to C••••••• P•••••••left Aug 4, 2025, registered Jul 17, 2025 (-18 days) · RIA to RIA
- A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• to W••• W•••••• L••left Jul 17, 2020, registered Jul 6, 2020 (-11 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• D•• D••••• left W••• W•••••• L•• for C••••••• P••••••• (registered 2025-07-17)Aug 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address