RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• B••••
- K•• I••••••••• S••••••• L•• BD affiliated currentsince Jul 15, 2025 · Brooklyn, Oh
- C•••••• O•• A•••••••• L•• formerAug 4, 2016 to Sep 19, 2018 · Mclean, Va
- M••••• S•••••• wirehouseAug 5, 2013 to Aug 16, 2016 · Tampa, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedJul 19, 2005 to Aug 28, 2006 · Washington, Dc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 13, 2004 to Apr 4, 2005 · Mclean, Va
- L•• F•••••••• L•• BD affiliatedNov 19, 2003 to Aug 2, 2004 · Washington, Dc
- R•••• S••••••••• I••• unclassifiedNov 18, 2002 to Nov 19, 2003 · Washington, Dc
- C•••••• O•• A•••••••• L•• to K•• I••••••••• S••••••• L••left Sep 19, 2018, registered Jul 15, 2025 (2491 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to C•••••• O•• A•••••••• L••left Aug 16, 2016, registered Aug 4, 2016 (-12 days) · Other
- A••••• A•• P••••••• S••••••• to M••••• S••••••left Aug 28, 2006, registered Aug 5, 2013 (2534 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Apr 4, 2005, registered Jul 19, 2005 (106 days) · Other
- L•• F•••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 2, 2004, registered Sep 13, 2004 (42 days) · Other
- R•••• S••••••••• I••• to L•• F•••••••• L••left Nov 19, 2003, registered Nov 19, 2003 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address