RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• R••••• B•••••
- S••••• F••••••••• L•• BD affiliated currentsince Jan 13, 2025 · Montgomery, Al
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 5, 2011 to Jan 15, 2025 · Montgomery, Al
- S•••••• S••••••••• I••• BD affiliatedFeb 29, 2000 to Jul 5, 2011 · Columbus, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••• F••••••••• L••left Jan 15, 2025, registered Jan 13, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 5, 2011, registered Jul 5, 2011 (0 days) · Other
- C••••• R••••• B••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for S••••• F••••••••• L•• (registered 2025-01-13)Jan 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address