DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Mark Horton
Feed of 09/14/2026
At current firm
2 y
since Mar 25, 2024
In the industry
22 y
since Feb 7, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- On Investment Management Co BD affiliated currentsince Mar 25, 2024 · Cincinnati, Oh
- Nationwide Investment Advisors, LLC BD affiliatedDec 12, 2019 to Dec 6, 2023 · Columbus, Oh
- Nationwide Securities, LLC no RAUMOct 2, 2009 to Dec 31, 2019 · Little Rock, Ar
- Concourse Financial Group Advisors formerMay 17, 2005 to Jan 6, 2006 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Nationwide Investment Advisors, LLC to On Investment Management Coleft Dec 6, 2023, registered Mar 25, 2024 (110 days) · Affiliated broker-dealer or bank to another
- Nationwide Securities, LLC to Nationwide Investment Advisors, LLCleft Dec 31, 2019, registered Dec 12, 2019 (-19 days) · Other · moved with a team
- Concourse Financial Group Advisors to Nationwide Securities, LLCleft Jan 6, 2006, registered Oct 2, 2009 (1365 days) · Other
Signals
- Steven Mark Horton left Nationwide Investment Advisors, Llc for On Investment Management Co (registered 2024-03-25)Dec 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address