RIA Intelligence

• I•••••••• A•••••••• L•• BD affiliated current
  since Aug 7, 2020 · Boynton Beach, Fl
• B•••••• L••• A••••••• S•••••••• I••• BD affiliated
  Aug 15, 2017 to Sep 10, 2020 · West Palm Beach, Fl
• P•• W••••• M••••••••• BD affiliated
  Jan 28, 2014 to Sep 16, 2014 · Delray Beach, Fl
• K••••• A•••••••• I••• BD affiliated
  Jul 1, 2009 to Dec 31, 2013 · Ft. Lauderdale, Fl
• 1•••• E•••••••• D••••• I••• unclassified
  Oct 30, 2006 to Jun 18, 2009 · Jupiter, Fl
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Nov 15, 2005 to Oct 3, 2006 · Boca Raton, Fl

• B•••••• L••• A••••••• S•••••••• I••• to I•••••••• A•••••••• L••
  left Sep 10, 2020, registered Aug 7, 2020 (-34 days) · Affiliated broker-dealer or bank to independent RIA
• P•• W••••• M••••••••• to B•••••• L••• A••••••• S•••••••• I•••
  left Sep 16, 2014, registered Aug 15, 2017 (1064 days) · Other
• K••••• A•••••••• I••• to P•• W••••• M•••••••••
  left Dec 31, 2013, registered Jan 28, 2014 (28 days) · Other
• 1•••• E•••••••• D••••• I••• to K••••• A•••••••• I•••
  left Jun 18, 2009, registered Jul 1, 2009 (13 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to 1•••• E•••••••• D••••• I•••
  left Oct 3, 2006, registered Oct 30, 2006 (27 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address