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Registered advisor
E•••• E•••••••• P•••••
Feed of 09/15/2026
Also filed as E•••• Graves
At current firm
1 y
since Apr 23, 2025
In the industry
28 y
since Dec 19, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 23, 2025 · Gaithersburg, Md
- R•• C•••••• M••••••• L•• national BDJul 12, 2023 to Jan 25, 2024 · Frederick, Md
- M••••• S•••••• wirehouseAug 15, 2022 to Jun 29, 2023 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseOct 20, 2016 to Jul 26, 2022 · Leesburg, Va
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••left Jan 25, 2024, registered Apr 23, 2025 (454 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to R•• C•••••• M••••••• L••left Jun 29, 2023, registered Jul 12, 2023 (13 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M••••• S••••••left Jul 26, 2022, registered Aug 15, 2022 (20 days) · Wirehouse to wirehouse
Signals
- E•••• E•••••••• P••••• left R•• C•••••• M••••••• L•• for W•••• F•••• A••••••• (registered 2025-04-23)Jan 25, 2024 · Advisor changed firm · fact
- E•••• E•••••••• P••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2023-07-12)Jun 29, 2023 · Advisor changed firm · fact
- E•••• E•••••••• P••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2022-08-15)Jul 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address