RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•• S••••••••• L•• no RAUM currentsince Mar 31, 2026 · Avon, Ct
- M••••••••• R••••••••• BD affiliatedJun 21, 2021 to Jun 17, 2025 · Canton, Ct
- E•••••• A••••••• G••••• L•• BD affiliatedApr 14, 2021 to Jun 21, 2021 · Enfield, Ct
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedDec 18, 2018 to Dec 19, 2019 · Columbus, Oh
- M••••••••• R••••••••• to M•• S••••••••• L••left Jun 17, 2025, registered Mar 31, 2026 (287 days) · Other
- E•••••• A••••••• G••••• L•• to M••••••••• R•••••••••left Jun 21, 2021, registered Jun 21, 2021 (0 days) · Other
- N••••••••• I••••••••• A•••••••• L•• to E•••••• A••••••• G••••• L••left Dec 19, 2019, registered Apr 14, 2021 (482 days) · Other · moved with a team
- A•• B•••••••• left M••••••••• R••••••••• for M•• S••••••••• L•• (registered 2026-03-31)Jun 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address