RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- D•••••• i••••••••• wealth currentsince Mar 21, 2018 · Mcallen, Tx
- M••••••• I••••••••• N•••••• I••• BD affiliatedFeb 20, 2007 to Jun 2, 2009 · Dallas, Tx
- O••••• A•••• M••••••••• L•• formerSep 13, 2006 to May 9, 2018 · Mcallen, Tx
- O••••• A•••• M••••••••• L•• to M••••••• I••••••••• N•••••• I•••left May 9, 2018, registered Feb 20, 2007 (-4096 days) · Other
- M••••••• I••••••••• N•••••• I••• to D••••••left Jun 2, 2009, registered Mar 21, 2018 (3214 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address