DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charis Ivana Jones

Stratos Wealth Partners, LtdBD affiliatedTega Cay, Sc dual registrantIAPD 2626698

Feed of 09/15/2026

Also filed as Charis Ivana Watson

At current firm

0 y

since Oct 7, 2025

In the industry

27 y

since Jan 29, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Stratos Wealth Partners, Ltd BD affiliated current
since Oct 7, 2025 · Beachwood, Oh
Stratos Wealth Advisors LLC independent RIA current
since Oct 7, 2025 · Beachwood, Oh
Stratos Investment Management, LLC asset manager current
since Oct 7, 2025 · Beachwood, Oh
Hightower Advisors, LLC BD affiliated
Jun 11, 2024 to Sep 12, 2025 · Chicago, Il
LPL Financial LLC BD affiliated
Apr 22, 2015 to Jun 15, 2023 · Fort Mill, Sc
Morgan Stanley wirehouse
Jun 1, 2009 to Apr 22, 2015 · Purchase, Ny
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Purchase, Ny
Morgan Stanley Dw Inc. unclassified
Sep 12, 2005 to Apr 2, 2007 · Purchase, Ny
Citicorp Investment Services unclassified
Apr 11, 2002 to Aug 17, 2005 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Hightower Advisors, LLC to Stratos Investment Management, LLC
left Sep 12, 2025, registered Oct 7, 2025 (25 days) · Other
LPL Financial LLC to Hightower Advisors, LLC
left Jun 15, 2023, registered Jun 11, 2024 (362 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to LPL Financial LLC
left Apr 22, 2015, registered Apr 22, 2015 (0 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Citicorp Investment Services to Morgan Stanley Dw Inc.
left Aug 17, 2005, registered Sep 12, 2005 (26 days) · Other

Signals

Charis Ivana Jones left Hightower Advisors, Llc for Stratos Wealth Partners, Ltd (registered 2025-10-07)
Sep 12, 2025 · Advisor changed firm · fact
Charis Ivana Jones left Lpl Financial Llc for Hightower Advisors, Llc (registered 2024-06-11)
Jun 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address