RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• L••• E•••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 15, 2025 · Boerne, Tx
- U••• F•••••••• P••••••• S••••••• formerJun 19, 2014 to Mar 17, 2017 · San Antonio, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMJan 15, 2014 to Jun 20, 2014 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerMay 17, 1999 to Feb 11, 2014 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• to S••••• W••••• A•••••••• I•••left Mar 17, 2017, registered Dec 15, 2025 (3195 days) · Other
- U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••left Jun 20, 2014, registered Jun 19, 2014 (-1 days) · channel change inside one enterprise, not a move
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Feb 11, 2014, registered Jan 15, 2014 (-27 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address