D•••• S••••••

J••• M••••• S••••••••• L••wirehouseBoca Raton, Fl dual registrantIAPD 2629802

Certified Financial Planner

Feed of 09/15/2026

Also filed as D•••• P••••• S••••••

At current firm

2 y

since Oct 12, 2023

In the industry

31 y

since Jul 5, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Oct 12, 2023 · Boca Raton, Fl
J••• M••••• P•••••• W••••• A••••••• L•• former
Mar 19, 2021 to Mar 20, 2025 · Boca Raton, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 10, 2020 to Mar 15, 2021 · New York, Ny
W•••• F•••• A••••••• wirehouse
May 1, 2008 to May 14, 2008 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to May 1, 2008 · Long Island City, Ny
C••••••• I••••••••• S••••••• unclassified
Oct 20, 2004 to May 29, 2007 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Mar 20, 2025, registered Oct 12, 2023 (-525 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••
left Mar 15, 2021, registered Mar 19, 2021 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
left May 14, 2008, registered Sep 10, 2020 (4502 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left May 1, 2008, registered May 1, 2008 (0 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address