DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• A•••• J•••••

••••••••independent RIAAtlanta, Ga dual registrantIAPD 2632335

Certified Financial Planner

Feed of 09/16/2026

At current firm

0 y

since Sep 3, 2026

In the industry

27 y

since Sep 14, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Sep 3, 2026 · Atlanta, Ga
W•••• F•••• A••••••• wirehouse
Dec 9, 2013 to Sep 8, 2026 · Yardley, Pa
G•••••••• W••••• M••••••••• L•• former
Dec 20, 2010 to Apr 9, 2012 · Lahaska, Pa
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Nov 10, 2009 · Chester, Nj
A• G• E•••••• • S•••• I••• unclassified
Jun 4, 2007 to Jan 1, 2008 · St. Louis, Mo
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Feb 2, 2004 to Jun 6, 2007 · Newtown, Pa

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left Sep 8, 2026, registered Sep 3, 2026 (-5 days) · Wirehouse to independent RIA
G•••••••• W••••• M••••••••• L•• to W•••• F•••• A•••••••
left Apr 9, 2012, registered Dec 9, 2013 (609 days) · Other
W•••• F•••• A••••••• to G•••••••• W••••• M••••••••• L••
left Nov 10, 2009, registered Dec 20, 2010 (405 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
R•••••• J•••• F•••••••• S•••••••• I••• to A• G• E•••••• • S•••• I•••
left Jun 6, 2007, registered Jun 4, 2007 (-2 days) · Other

Signals

S••••• A•••• J••••• left W•••• F•••• A••••••• for &Partners (registered 2026-09-03)
Sep 8, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address