RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• N••• R•••
- O••••••••• institutional currentsince Sep 7, 2023 · Overland Park, Ks
- T•••• F•••••••• A•••••••• I••• formerAug 7, 2012 to Dec 13, 2023 · Greensboro, Nc
- R••••• I••••••••• A•••••••• I•• BD affiliatedApr 5, 2011 to Aug 7, 2012 · Wilmington, De
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 19, 2007 to Apr 7, 2011 · Greensboro, Nc
- F•••• H•••••• A•••••••• I•• formerSep 17, 2002 to Jan 19, 2007 · Greensboro, Nc
- W•••• E••••• G••••• I••• BD affiliatedJul 27, 2001 to Sep 19, 2002 · Arlington Heights, Il
- T•••• F•••••••• A•••••••• I••• to O•••••••••left Dec 13, 2023, registered Sep 7, 2023 (-97 days) · Other · moved with a team
- R••••• I••••••••• A•••••••• I•• to T•••• F•••••••• A•••••••• I•••left Aug 7, 2012, registered Aug 7, 2012 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••• I••••••••• A•••••••• I••left Apr 7, 2011, registered Apr 5, 2011 (-2 days) · Other
- F•••• H•••••• A•••••••• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 19, 2007, registered Jan 19, 2007 (0 days) · Other
- W•••• E••••• G••••• I••• to F•••• H•••••• A•••••••• I••left Sep 19, 2002, registered Sep 17, 2002 (-2 days) · Other
- P•••••• N••• R••• left T•••• F•••••••• A•••••••• I••• for Onedigital (registered 2023-09-07)Dec 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address