DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• T• M••••

A•••••• W••••• M••••••••• L••independent RIAPacific Palisades, Ca IA-onlyIAPD 2641428

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as D•••• T• M••••

At current firm

1 y

since Mar 10, 2025

In the industry

31 y

since Jun 1, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••• W••••• M••••••••• L•• independent RIA current
since Mar 10, 2025 · Pacific Palisades, Ca
S•••••••• I••••••••• P••••••••• L•• former
Oct 23, 2015 to Apr 17, 2024 · Los Angeles, Ca
S•••••••• I••••••••• A•••••••• L•• independent RIA
May 11, 2012 to Apr 17, 2024 · Los Angeles, Ca
S••• BD affiliated
Apr 12, 2010 to Apr 17, 2024 · Los Angeles, Ca
S••• BD affiliated
Sep 14, 2001 to May 16, 2006 · Los Angeles, Ca
S••••••• I••••••••• I••• former
Apr 20, 1999 to Dec 31, 2002 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

S••• to S•••••••• I••••••••• A•••••••• L••
left Apr 17, 2024, registered May 11, 2012 (-4359 days) · Other
S•••••••• I••••••••• A•••••••• L•• to S•••••••• I••••••••• P••••••••• L••
left Apr 17, 2024, registered Oct 23, 2015 (-3099 days) · Other
S•••••••• I••••••••• P••••••••• L•• to A•••••• W••••• M••••••••• L••
left Apr 17, 2024, registered Mar 10, 2025 (327 days) · RIA to RIA
S••••••• I••••••••• I••• to S•••
left Dec 31, 2002, registered Sep 14, 2001 (-473 days) · Other

Signals

D•••• T• M•••• left S•••••••• I••••••••• P••••••••• L•• for A•••••• W••••• M••••••••• L•• (registered 2025-03-10)
Apr 17, 2024 · Advisor changed firm · fact
D•••• T• M•••• left S•••••••• I••••••••• A•••••••• L•• for S•••••••• I••••••••• P••••••••• L•• (registered 2015-10-23)
Apr 17, 2024 · Advisor changed firm · fact
D•••• T• M•••• left Seia for S•••••••• I••••••••• A•••••••• L•• (registered 2012-05-11)
Apr 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address