DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Signature Intelligent Portfolios, LLC

Former SEC-registered adviserLos Angeles, CaliforniaCRD 281391SEC 801-106603websiteIAPD
Latest filing Mar 27, 2025
First filing on the tape Aug 25, 2015 · 18 filings
SEC status approved since Aug 28, 2015
RAUM
$10.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$10.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$10.5M as of Mar 27, 2025
Mar 21, 2016$48,704 then
HNW client RAUM$1.4M as of Mar 27, 2025
Jan 16, 2018$633,798 then
State-registered IARs (5.B.3)3 as of Mar 27, 2025
Mar 21, 20164 then
Employees (5.A)3 as of Mar 27, 2025
Mar 21, 20164 then
Private funds: no history
RAUM -20% over the last fiscal year-2.5% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 27, 2025; every figure names its basis
RAUM per advisor
$3.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
54derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$97,007derivedHNW RAUM over HNW clients
Average account
$55,197derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-20%derivedbetween the last two annual amendments
Advisor growth, one year
-25%derivedItem 5.B.3 between annual amendments
Client growth, one year
-11%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$9.2M87%
  • High-net-worth individuals$1.4M13%
Individual clients
147reported
HNW clients
14reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
191reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Ahmed Hassanein · Chief Financial Officercontrol
    since 03/2023 · owns less than 5%
  • David Brian Holmes · President/Ceocontrol
    since 08/2015 · owns less than 5%
  • Zachary Eric Rosen · Chief Compliance Officercontrol
    since 12/2017 · owns less than 5%
  • Ralph Milton Berlinski · Managing Membercontrol
    since 06/2021 · owns F of Reverence Capital Partners Opportunities Fund V (Pe Fund III) Gp, LLC
Entity owners
  • Seia · Member
    direct · owns 75% or more
  • Signature Financial Services Group · Shareholder
    direct · owns 75% or more
  • Reverence Capital Partners Opportunities Fund V (Pe Fund III) Gp, L.P. · General Partner
    indirect · owns F of Reverence Capital Partners Opportunities Fund V (Pe Fund III), L.P.
  • Reverence Capital Partners Opportunities Fund V (Pe Fund III) Gp, LLC · General Partner
    indirect · owns F of Reverence Capital Partners Opportunities Fund V (Pe Fund III) Gp, L.P.
  • Reverence Capital Partners Opportunities Fund V (Pe Fund III), L.P. · Limited Partner
    indirect · owns 25% to 50% of Seia, LLC
  • Seia, LLC · Shareholder
    indirect · owns 50% to 75% of Signature Financial Services Group
Related persons
Schedule D 7.A
  • Signature Comprehensive Insurance Services, LLC
    real estaten
  • Signature Estate & Insurance Services LLC
    real estaten
  • Seia
    investment adviseryRAUM $23B
  • Signature Investment Advisors, LLC
    investment advisernRAUM $6.8B
Advisers that list Signature Intelligent Portfolios, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Los Angeles, Ca · principal002
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 237 to 191
    Jun 17, 2024 to Mar 27, 2025
  • BD registered reps · 4 to 3
    Jun 17, 2024 to Mar 27, 2025
  • HNW clients · 18 to 14
    Jun 17, 2024 to Mar 27, 2025
  • Individual clients · 162 to 147
    Jun 17, 2024 to Mar 27, 2025
  • Assets in custody · $5.8M to $0
    Jun 17, 2024 to Mar 27, 2025
  • Custody of client assets · true to false
    Jun 17, 2024 to Mar 27, 2025
  • Employees · 4 to 3
    Jun 17, 2024 to Mar 27, 2025
  • Insurance-licensed employees · 4 to 3
    Jun 17, 2024 to Mar 27, 2025
  • Financial planning clients · 0 to 0
    Jun 17, 2024 to Mar 27, 2025
  • State-registered IARs · 4 to 3
    Jun 17, 2024 to Mar 27, 2025
  • Discretionary RAUM · $13.2M to $10.5M
    Jun 17, 2024 to Mar 27, 2025
  • HNW RAUM · $1.8M to $1.4M
    Jun 17, 2024 to Mar 27, 2025
  • Individual RAUM · $11.4M to $9.2M
    Jun 17, 2024 to Mar 27, 2025
  • RAUM · $13.2M to $10.5M
    Jun 17, 2024 to Mar 27, 2025
  • Accounts · 236 to 237
    Sep 19, 2023 to Mar 26, 2024
  • HNW clients · 21 to 18
    Sep 19, 2023 to Mar 26, 2024
  • Individual clients · 159 to 162
    Sep 19, 2023 to Mar 26, 2024
  • Assets in custody · $5.2M to $5.8M
    Sep 19, 2023 to Mar 26, 2024
  • Discretionary RAUM · $11.8M to $13.2M
    Sep 19, 2023 to Mar 26, 2024
  • HNW RAUM · $1.5M to $1.8M
    Sep 19, 2023 to Mar 26, 2024
  • Individual RAUM · $10.3M to $11.4M
    Sep 19, 2023 to Mar 26, 2024
  • RAUM · $11.8M to $13.2M
    Sep 19, 2023 to Mar 26, 2024
  • Accounts · 198 to 236
    Nov 14, 2022 to Mar 30, 2023
  • HNW clients · 17 to 21
    Nov 14, 2022 to Mar 30, 2023
  • Individual clients · 137 to 159
    Nov 14, 2022 to Mar 30, 2023
  • Assets in custody · $5.9M to $5.2M
    Nov 14, 2022 to Mar 30, 2023
  • Discretionary RAUM · $11.4M to $11.8M
    Nov 14, 2022 to Mar 30, 2023
  • HNW RAUM · $1.6M to $1.5M
    Nov 14, 2022 to Mar 30, 2023
  • Individual RAUM · $9.8M to $10.3M
    Nov 14, 2022 to Mar 30, 2023
  • RAUM · $11.4M to $11.8M
    Nov 14, 2022 to Mar 30, 2023
  • Accounts · 196 to 198
    Mar 29, 2021 to Mar 29, 2022
  • HNW clients · 13 to 17
    Mar 29, 2021 to Mar 29, 2022
  • Individual clients · 127 to 137
    Mar 29, 2021 to Mar 29, 2022
  • Assets in custody · $4.5M to $5.9M
    Mar 29, 2021 to Mar 29, 2022
  • Discretionary RAUM · $9.8M to $11.4M
    Mar 29, 2021 to Mar 29, 2022
  • HNW RAUM · $1.6M to $1.6M
    Mar 29, 2021 to Mar 29, 2022
  • Individual RAUM · $8.2M to $9.8M
    Mar 29, 2021 to Mar 29, 2022
  • RAUM · $9.8M to $11.4M
    Mar 29, 2021 to Mar 29, 2022
  • Accounts · 200 to 196
    Jun 30, 2020 to Mar 29, 2021
  • HNW clients · 25 to 13
    Jun 30, 2020 to Mar 29, 2021
Signals
7 dated events
  • Signature Intelligent Portfolios, Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $10.5M)
    Apr 1, 2026 · Left the SEC roster · derived
  • Eric Zachary Rosen left Signature Intelligent Portfolios, Llc for Seia (registered 2026-01-08)
    Dec 31, 2025 · Advisor changed firm · fact
  • Brian David Holmes left Signature Intelligent Portfolios, Llc for Signature Investment Advisors, Llc (registered 2026-01-02)
    Dec 31, 2025 · Advisor changed firm · fact
  • Ahmed Hassanein (Chief Financial Officer) appeared on Schedule A of Signature Intelligent Portfolios, Llc
    Jun 17, 2024 · Control person joined · fact
  • Deron T Mccoy left Signature Intelligent Portfolios, Llc for Axxcess Wealth Management, Llc (registered 2025-03-10)
    Apr 17, 2024 · Advisor changed firm · fact
  • Ralph Milton Berlinski (Managing Member) appeared on Schedule A of Signature Intelligent Portfolios, Llc
    Nov 8, 2022 · Control person joined · fact
  • Signature Intelligent Portfolios, Llc filed its initial SEC registration (Form ADV)
    Aug 25, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026