DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

F•••••• G••••• L••

Former SEC-registered adviserPittsburgh, PennsylvaniaCRD 147134SEC 801-69357IAPD
Latest filing Mar 18, 2021
First filing on the tape Apr 2, 2012 · 18 filings
RAUM
$1.9B
reported, Item 5.F
Discretionary
3.3%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.9B as of Mar 18, 2021
Mar 25, 2013$858M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 18, 2021
Apr 2, 20120 then
Employees (5.A)3 as of Mar 18, 2021
Mar 25, 20134 then
Private funds: no history
RAUM +13% over the last fiscal year+18% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 18, 2021; every figure names its basis
RAUM per advisor
$641MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$40.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
3.3%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$1.9B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
48reported
Charitable clients
n/areported
Accounts
48reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B••••••••• J••••• J•••• · Chief Compliance Officercontrol
      since 01/2009 · owns 50% to 75%
    • K••••••• C••••••• H••••• · Presidentcontrol
      since 03/2008 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 47 to 48
      Mar 20, 2020 to Mar 18, 2021
    • Corporate clients · 1.0 to unset
      Mar 20, 2020 to Mar 18, 2021
    • Pension plan clients · 46 to 48
      Mar 20, 2020 to Mar 18, 2021
    • Discretionary RAUM · $51.9M to $63.0M
      Mar 20, 2020 to Mar 18, 2021
    • Non-discretionary RAUM · $1.6B to $1.9B
      Mar 20, 2020 to Mar 18, 2021
    • Pension RAUM · $1.7B to $1.9B
      Mar 20, 2020 to Mar 18, 2021
    • RAUM · $1.7B to $1.9B
      Mar 20, 2020 to Mar 18, 2021
    • Accounts · 49 to 47
      Mar 13, 2019 to Mar 20, 2020
    • Advisory employees · 4 to 3
      Mar 13, 2019 to Mar 20, 2020
    • Pension plan clients · 45 to 46
      Mar 13, 2019 to Mar 20, 2020
    • Employees · 4 to 3
      Mar 13, 2019 to Mar 20, 2020
    • State-registered IARs · 4 to 3
      Mar 13, 2019 to Mar 20, 2020
    • Discretionary RAUM · $40.0M to $51.9M
      Mar 13, 2019 to Mar 20, 2020
    • Non-discretionary RAUM · $1.2B to $1.6B
      Mar 13, 2019 to Mar 20, 2020
    • Pension RAUM · $1.2B to $1.7B
      Mar 13, 2019 to Mar 20, 2020
    • RAUM · $1.2B to $1.7B
      Mar 13, 2019 to Mar 20, 2020
    • Accounts · 41 to 49
      Mar 21, 2018 to Mar 13, 2019
    • Pension plan clients · 40 to 45
      Mar 21, 2018 to Mar 13, 2019
    • Discretionary RAUM · $23.4M to $40.0M
      Mar 21, 2018 to Mar 13, 2019
    • Non-discretionary RAUM · $1.2B to $1.2B
      Mar 21, 2018 to Mar 13, 2019
    • Pension RAUM · $1.2B to $1.2B
      Mar 21, 2018 to Mar 13, 2019
    • RAUM · $1.2B to $1.2B
      Mar 21, 2018 to Mar 13, 2019
    • Corporate clients · unset to 1.0
      Mar 29, 2017 to Mar 21, 2018
    • Pension plan clients · unset to 40.0
      Mar 29, 2017 to Mar 21, 2018
    • Employees · 5 to 4
      Mar 29, 2017 to Mar 21, 2018
    • Other offices · unset to 0.0
      Mar 29, 2017 to Mar 21, 2018
    • Discretionary RAUM · $28.0M to $23.4M
      Mar 29, 2017 to Mar 21, 2018
    • Non-discretionary RAUM · $994M to $1.2B
      Mar 29, 2017 to Mar 21, 2018
    • Pension RAUM · unset to 1178212546.0
      Mar 29, 2017 to Mar 21, 2018
    • RAUM · $1.0B to $1.2B
      Mar 29, 2017 to Mar 21, 2018
    • Accounts · 40 to 41
      Feb 25, 2016 to Mar 29, 2017
    • Advisory employees · 3 to 4
      Feb 25, 2016 to Mar 29, 2017
    • Advisory activities · 2 to 3
      Feb 25, 2016 to Mar 29, 2017
    • Employees · 3 to 5
      Feb 25, 2016 to Mar 29, 2017
    • State-registered IARs · 3 to 4
      Feb 25, 2016 to Mar 29, 2017
    • Discretionary RAUM · $18.0M to $28.0M
      Feb 25, 2016 to Mar 29, 2017
    • Non-discretionary RAUM · $956M to $994M
      Feb 25, 2016 to Mar 29, 2017
    • RAUM · $974M to $1.0B
      Feb 25, 2016 to Mar 29, 2017
    • Accounts · 39 to 40
      Mar 20, 2015 to Feb 25, 2016
    • Discretionary RAUM · $17.5M to $18.0M
      Mar 20, 2015 to Feb 25, 2016
    Signals
    6 dated events
    • J•••• J•••• B••••••••• left F•••••• G••••• L•• for G••••• R••••••••• P••••••• L•• (registered 2021-12-01)
      Mar 4, 2022 · Advisor changed firm · fact
    • S••••• J•••• B••••••••• left F•••••• G••••• L•• for G••••• R••••••••• P••••••• L•• (registered 2021-12-01)
      Mar 4, 2022 · Advisor changed firm · fact
    • C•••••• H••••• K•••••• left F•••••• G••••• L•• for G••••• R••••••••• P••••••• L•• (registered 2021-12-01)
      Mar 4, 2022 · Advisor changed firm · fact
    • F•••••• G••••• L••'s advisors moved to G••••• R••••••••• P••••••• L•• (Pittsburgh, PA): 3 of 3 registered, on the same day
      Mar 4, 2022 · Firm absorbed (people side) · derived
    • F•••••• G••••• L•• reported RAUM $1.7B, up 42% from $1.2B (2019-03-13 to 2020-03-20)
      Mar 20, 2020 · RAUM change · derived
    • Alexander Mark Hutter (Cheif Investment Officer) no longer on Schedule A of F•••••• G••••• L•• (listed 2019-03-13, absent 2020-03-20)
      Mar 20, 2020 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026