DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Anderson Harig

Advice And Planning ServicesBD affiliatedCumberland, Ri dual registrantIAPD 2648129

Feed of 09/14/2026

Also filed as William Anderson Harig

At current firm

2 y

since May 3, 2024

In the industry

18 y

since Jul 3, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Advice And Planning Services BD affiliated current
since May 3, 2024 · Providence, Ri
Horace Mann Investors, Inc. no RAUM
Sep 12, 2021 to Jan 19, 2023 · Springfield, Il
Horace Mann Investors, Inc. no RAUM
Sep 4, 2018 to Feb 15, 2021 · East Greenwich, Ri
Citizens Securities, Inc. BD affiliated
Oct 3, 2014 to May 1, 2018 · Franklin, Ma
Commonwealth Financial Network national BD
May 21, 2013 to Sep 29, 2014 · Greenville, Ri
Rwa Wealth Partners independent RIA
Feb 22, 2012 to Feb 4, 2013 · Boston, Ma
Adviser Investments unclassified
Jul 3, 2008 to Mar 2, 2012 · Newton, Ma

Moves

a registration end followed by a registration begin elsewhere

Horace Mann Investors, Inc. to Advice And Planning Services
left Jan 19, 2023, registered May 3, 2024 (470 days) · Other
Citizens Securities, Inc. to Horace Mann Investors, Inc.
left May 1, 2018, registered Sep 4, 2018 (126 days) · Other
Commonwealth Financial Network to Citizens Securities, Inc.
left Sep 29, 2014, registered Oct 3, 2014 (4 days) · Other
Rwa Wealth Partners to Commonwealth Financial Network
left Feb 4, 2013, registered May 21, 2013 (106 days) · Other
Adviser Investments to Rwa Wealth Partners
left Mar 2, 2012, registered Feb 22, 2012 (-9 days) · Other

Signals

William Anderson Harig left Horace Mann Investors, Inc. for Advice And Planning Services (registered 2024-05-03)
Jan 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address