DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Darren Simons
Feed of 09/14/2026
Also filed as R Darren Simons
At current firm
0 y
since Jul 23, 2026
In the industry
31 y
since Aug 18, 1995 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Blueprint Financial Advisors independent RIA currentsince Jul 23, 2026 · Alpine, Ut
- Diamond Wealth Management, LLC formerNov 17, 2017 to Jul 21, 2026 · Alpine, Ut
- Capital Guardian Wealth Management, LLC formerJul 6, 2012 to Nov 3, 2017 · Alpine, Ut
- Fortius Wealth Management LLC formerNov 7, 2006 to Jun 28, 2012 · Bluffdale, Ut
- Fortius Financial Advisors, LLC formerJun 9, 2004 to Dec 6, 2006 · Salt Lake City, Ut
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 20, 2002 to Mar 6, 2004 · Salt Lake City, Ut
- Strategic Advisers LLC national BDJan 5, 2000 to Dec 20, 2002 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Diamond Wealth Management, LLC to Blueprint Financial Advisorsleft Jul 21, 2026, registered Jul 23, 2026 (2 days) · RIA to RIA
- Capital Guardian Wealth Management, LLC to Diamond Wealth Management, LLCleft Nov 3, 2017, registered Nov 17, 2017 (14 days) · Other
- Fortius Wealth Management LLC to Capital Guardian Wealth Management, LLCleft Jun 28, 2012, registered Jul 6, 2012 (8 days) · Other
- Fortius Financial Advisors, LLC to Fortius Wealth Management LLCleft Dec 6, 2006, registered Nov 7, 2006 (-29 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fortius Financial Advisors, LLCleft Mar 6, 2004, registered Jun 9, 2004 (95 days) · Other
- Strategic Advisers LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Dec 20, 2002, registered Dec 20, 2002 (0 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Richard Darren Simons left Diamond Wealth Management, Llc for Blueprint Financial Advisors (registered 2026-07-23)Jul 21, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address