DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• W• L•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseKansas City, Mo dual registrantIAPD 2652167

Feed of 09/14/2026

Also filed as John Wallace Ludlow

At current firm

1 y

since Sep 20, 2025

In the industry

31 y

since Sep 7, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Sep 20, 2025 · Frisco, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Sep 20, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
Dec 12, 2014 to Jul 13, 2018 · Omaha, Ne
M••••• S•••••• wirehouse
Jun 24, 2013 to Jul 29, 2014 · Menlo Park, Ca
O•••• P•••••••• S••••••••• L•• BD affiliated
Dec 5, 2005 to May 29, 2013 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 20, 2019, registered Sep 20, 2025 (2192 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
M••••• S•••••• to S•••••••• A••••••• L••
left Jul 29, 2014, registered Dec 12, 2014 (136 days) · Wirehouse to affiliated broker-dealer or bank
O•••• P•••••••• S••••••••• L•• to M••••• S••••••
left May 29, 2013, registered Jun 24, 2013 (26 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address