DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Registered advisor
R••••• H•••••••
Feed of 09/15/2026
Also filed as Robert Alan Horowitz
At current firm
1 y
since Mar 31, 2025
In the industry
30 y
since Oct 12, 1995 (earliest exam, job or registration)
Prior registered firms
13
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Germantown, Tn
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 16, 2021 to Mar 31, 2025 · Germantown, Tn
- C••• F•••••••• S•••••••• L••• formerFeb 20, 2019 to Sep 25, 2020 · San Diego, Ca
- S••••••• P•••••• F••••••••• L•• formerFeb 20, 2019 to Oct 1, 2020 · Springfield, Ma
- J••• M••••• S••••••••• L•• wirehouseFeb 11, 2013 to May 3, 2019 · Staten Island, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 14, 2012 to Feb 25, 2013 · Brooklyn, Ny
- L•• F•••••••• L•• BD affiliatedFeb 17, 2010 to May 17, 2012 · Staten Island, Ny
- B••• I••••••••• S•••••••• I••• formerJan 26, 2009 to Jul 16, 2009 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerJul 9, 2008 to Dec 31, 2008 · Charlotte, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jan 15, 2008 · Washington, Dc
- C••••••• I••••••••• S••••••• unclassifiedFeb 28, 2007 to May 29, 2007 · Washington, Dc
- U••••• B•••••••• S••••••• I•• BD affiliatedApr 18, 2005 to Feb 23, 2007 · Leesburg, Va
- S••••• F•••••••• R•••••••• I•• formerJun 6, 2002 to Apr 15, 2005 · Parsippany, Nj
- S••••• E••••••• I•• formerMay 23, 2002 to Apr 15, 2005 · Parsippany, Nj
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S••••••• P•••••• F••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 1, 2020, registered Sep 16, 2021 (350 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to S••••••• P•••••• F••••••••• L••left Sep 25, 2020, registered Feb 20, 2019 (-583 days) · channel change inside one enterprise, not a move
- J••• M••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••left May 3, 2019, registered Feb 20, 2019 (-72 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left Feb 25, 2013, registered Feb 11, 2013 (-14 days) · Other
- L•• F•••••••• L•• to C•••••••• G••••• M•••••• I•••left May 17, 2012, registered May 14, 2012 (-3 days) · Other
- B••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left Jul 16, 2009, registered Feb 17, 2010 (216 days) · Other
- C•••••••• G••••• M•••••• I••• to B••• I••••••••• S•••••••• I•••left Jan 15, 2008, registered Jul 9, 2008 (176 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- U••••• B•••••••• S••••••• I•• to C••••••• I••••••••• S•••••••left Feb 23, 2007, registered Feb 28, 2007 (5 days) · Other
- S••••• E••••••• I•• to S••••• F•••••••• R•••••••• I••left Apr 15, 2005, registered Jun 6, 2002 (-1044 days) · Other
- S••••• F•••••••• R•••••••• I•• to U••••• B•••••••• S••••••• I••left Apr 15, 2005, registered Apr 18, 2005 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address