RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• C•••••• Y•••
- A••••••••• P•••••• W••••• M••••••••• I•• independent RIA currentsince Feb 3, 2022 · Wellesley, Ma
- W•••• F•••• A••••••• wirehouseJun 22, 2018 to Jan 25, 2022 · Wellesley, Ma
- W•••• F•••• A••••••• wirehouseJun 26, 2006 to Jun 22, 2018 · Waltham, Ma
- W•••• F•••• A••••••• to A••••••••• P•••••• W••••• M••••••••• I••left Jan 25, 2022, registered Feb 3, 2022 (9 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 22, 2018, registered Jun 22, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team
- T••••••• C•••••• Y••• left W•••• F•••• A••••••• for A••••••••• P•••••• W••••• M••••••••• I•• (registered 2022-02-03)Jan 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address