DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
George James Zeck
Feed of 09/14/2026
At current firm
2 y
since Oct 20, 2023
In the industry
30 y
since Oct 26, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Harbour Investments, Inc. independent RIA currentsince Oct 20, 2023 · Bradenton, Fl
- Kovack Advisors, Inc. BD affiliatedJan 15, 2010 to Aug 27, 2020 · Ft. Lauderdale, Fl
- Morgan Stanley wirehouseJun 1, 2009 to Jan 20, 2010 · Westlake, Oh
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · Westlake, Oh
- Morgan Stanley Dw Inc. unclassifiedJun 6, 2005 to Apr 2, 2007 · Westlake, Oh
- Citigroup Global Markets Inc. BD affiliatedApr 19, 2000 to Jun 20, 2005 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- Kovack Advisors, Inc. to Harbour Investments, Inc.left Aug 27, 2020, registered Oct 20, 2023 (1149 days) · Affiliated broker-dealer or bank to independent RIA
- Morgan Stanley to Kovack Advisors, Inc.left Jan 20, 2010, registered Jan 15, 2010 (-5 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- Citigroup Global Markets Inc. to Morgan Stanley Dw Inc.left Jun 20, 2005, registered Jun 6, 2005 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address